SDVY
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY tracks an equally weighted index of small- and midcap US companies with historically increasing dividends that meet various fundamental criteria.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
7.4 B
ASSETS UNDER MGMT
60 bp
EXPENSES
Fund Basics
| Fund sponsor | First Trust |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | Nov 02, 2017 |
| Assets (mns) | $7,407 |
| Expense ratio | 60 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | Quarterly |
| Taxation | 1099 |
| Stock selection | Fundamental |
| Weighting | Equal |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | Yes |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| CAL-MAINE FOODS INC | 1.4 % |
| CAREER EDUCATION CORP | 1.4 % |
| SYNCHRONY FINANCIAL | 1.3 % |
| WILLIAMS-SONOMA INC | 1.3 % |
| UNUM GROUP | 1.3 % |
| TEXAS PACIFIC LAND CORPORATION | 1.3 % |
| GARMIN LTD | 1.3 % |
| CHESAPEAKE ENERGY CORP | 1.3 % |
| SNAP-ON INC | 1.3 % |
| SLM CORP | 1.2 % |
Constituent Breakdown
| Number of holdings | 96 |
| Herfindahl-Hirschman Index | 107 |
| Wgt avg mkt cap (mns) | $12,976 |
| Large cap (>$10bn) | 45.6% |
| Mid cap ($2-10bn) | 50.0% |
| Small cap (<$2bn) | 3.4% |
| Developed mkts. | 100.0% |
| Emerging mkts. | 0.0% |
Country Exposure
 |
UNITED STATES | 93.7 % |
 |
BERMUDA | 3.0 % |
 |
PUERTO RICO | 1.9 % |
 |
SWITZERLAND | 1.3 % |
Historical Performance
Standardized Performance (as of 11/30/2024)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | Incep. | |
|---|---|---|---|---|---|---|---|
| Total Returns | 23.3% | 38.1% | 22.8% | 13.9% | 15.5% | -- | 11.6% | Volatility | 17.9% | 18.9% | 20.1% | 22.0% | 27.2% | -- | -- |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 1.09 | 67% |
| MSCI EAFE | 1.06 | 63% |
| MSCI Emg Mkts | 0.74 | 30% |
Liquidity Measures
| Avg. volume (000) | 1,986 |
| Turnover | 1.0% |
| Avg. Bid/Ask (% of price) | 0.06% |
| ADV of underlying (mns) | $12,885 |
Technical Indicators
| Recent close | $35.67 |
| 30d moving avg. | $38.99 |
| Annualized volatility | 23.3% |
| Relative strength (RSI) | 52 |
| Short interest (ETF) | 0.2% |
| Short interest (underlying) | 3.2% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
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Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. SDVY |
Expenses vs. SDVY |
ALTAR Score™ vs. SDVY |
|---|---|---|---|---|
| VAMO | Cambria Value & Momentum ETF | 23.5% | +1 bp | -1.1% |
| RDVY | First Trust Rising Dividend Achievers ETF | 23.2% | -10 bp | +0.0% |
| KBE | SPDR S&P Bank ETF | 22.2% | -25 bp | -0.7% |
| XMHQ | Invesco S&P MidCap Quality ETF | 21.7% | -35 bp | -2.6% |
| RNMC | First Trust Mid Cap US Equity Select ETF | 21.5% | 0 bp | -3.5% |
| DON | WisdomTree U.S. MidCap Dividend Fund | 20.2% | -22 bp | -1.6% |
| FXO | First Trust Financials AlphaDEX Fund | 19.8% | +2 bp | -1.8% |
| XMVM | Invesco S&P MidCap Value with Momentum ETF | 19.6% | -21 bp | +0.8% |
| AFMC | First Trust Active Factor Mid Cap ETF | 19.3% | +5 bp | -2.5% |
| FSCS | First Trust SMID Capital Strength ETF | 19.2% | 0 bp | -3.6% |
Risk and Returns: SDVY vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2019 | 2020 | 2021 | 2022 | 2023 | 2024E | 2025E | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates
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Valuation Metrics
| 2023 | 2024E | Fwd Est | 2025E | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 12/18/2024
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Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
SDVY
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
SPECULATIVE
Deeply undervalued but risky. A rating of SPECULATIVE is assigned to ETFs with ALTAR Scores in the top quintile (the top 20%) of their category, indicating exceptional appreciation potential. However, often these are narrowly-focused funds or in industries with structural issues, which may also make them very risky. Nonetheless they may still be useful as part of a well-diversified portfolio.
ALTAR Score™
SDVY
9.8%
Cat. Avg
5.7%
ALTAR Score™ Calculation
Category Overview
There are 977 funds in the US Equity category, with an average ALTAR Score™
of 5.7% and a standard deviation of
2.6%. SDVY's ALTAR Score™ is approximately
1.6 standard deviations
above
the category average. This places SDVY in the 95th percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
SDVYSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Rules-Based US Equity ETFs |
| # of ETFs | 609 |
| Avg. Expense Ratio | 46.6 bp |
| Std. Deviation | 32.9 bp |
| SDVY (60 bp) Percentile rank | 66 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| SDVY | 60.0 | 5.8 | 65.8 |
| Peer Avg. | 30.3 | 14.0 | 44.3 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .