RSMC
Rockefeller U.S. Small-Mid Cap ETF
Rockefeller U.S. Small-Mid Cap ETF seeks to provide long-term capital appreciation by investing primarily in a diversified portfolio of small- and mid-cap U.S. equity securities.
US
EQUITY
Active
MANAGEMENT STYLE
688.3 M
ASSETS UNDER MGMT
75 bp
EXPENSES
Fund Basics
| Fund sponsor | Rockefeller Capital Management |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | Oct 10, 2024 |
| Assets (mns) | $688 |
| Expense ratio | 75 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | |
| Taxation | 1099 |
| Stock selection | |
| Weighting | |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| K12 INC | 4.7 % |
| BJ'S WHOLESALE CLUB HOLDINGS, INC. | 4.3 % |
| FIRSTCASH, INC. | 3.8 % |
| RADNET INC | 3.7 % |
| MERIT MEDICAL SYSTEMS INC | 3.7 % |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC | 3.6 % |
| KORN/FERRY INTERNATIONAL | 3.5 % |
| STONEX GROUP INC | 3.2 % |
| CASH & OTHER | 3.1 % |
| SLM CORP | 3.0 % |
Constituent Breakdown
| Number of holdings | 42 |
| Herfindahl-Hirschman Index | 271 |
| Wgt avg mkt cap (mns) | $6,777 |
| Large cap (>$10bn) | 16.6% |
| Mid cap ($2-10bn) | 76.4% |
| Small cap (<$2bn) | 7.0% |
| Developed mkts. | 100.0% |
| Emerging mkts. | 0.0% |
Country Exposure
 |
UNITED STATES | 94.1 % |
Historical Performance
Standardized Performance (as of 03/31/2025)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | 20 YR | Incep. | |
|---|---|---|---|---|---|---|---|---|
| Price Returns | -3.4% | -- | -- | -- | -- | -- | -- | -2.7% |
| Dividend Yield | -4.3% | -- | -- | -- | -- | -- | -- | -1.7% |
| Total Returns | -7.6% | -- | -- | -- | -- | -- | -- | -4.3% | Ann. Volatility | 17.5% | -- | -- | -- | -- | -- | -- | 18.2% |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.00 | 0% |
| MSCI EAFE | 0.00 | 0% |
| MSCI Emg Mkts | 0.00 | 0% |
Liquidity Measures
| Avg. volume (000) | 6 |
| Turnover | 0.0% |
| Avg. Bid/Ask (% of price) | 0.25% |
| ADV of underlying (mns) | $1,629 |
Technical Indicators
| Recent close | $23.54 |
| 30d moving avg. | $23.15 |
| Annualized volatility | 0.0% |
| Relative strength (RSI) | 44 |
| Short interest (ETF) | 0.0% |
| Short interest (underlying) | 0.0% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
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Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. RSMC |
Expenses vs. RSMC |
ALTAR Score™ vs. RSMC |
|---|---|---|---|---|
| CSMD | Congress SMid Growth ETF | 19.1% | -6 bp | -1.1% |
| SMAP | Amplify Small-Mid Cap Equity ETF | 13.2% | -15 bp | +0.6% |
| GLRY | Inspire Faithward Mid Cap Momentum ETF | 10.7% | +5 bp | +1.5% |
| XMMO | Invesco S&P MidCap Momentum ETF | 10.5% | -41 bp | +0.7% |
| SAWS | AAM Sawgrass US Small Cap Quality Growth ETF | 10.1% | -20 bp | -0.5% |
Risk and Returns: RSMC vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2020 | 2021 | 2022 | 2023 | 2024 | 2025 | 2026 | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates
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Valuation Metrics
| Fwd Est | 2024 | 2025 | 2026 | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 4/25/2025
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
RSMC
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
UNDERWEIGHT
Below average appreciation potential. A rating of UNDERWEIGHT is assigned to ETFs with ALTAR Scores in the 2nd quintile (ranking higher than only 20%-40%) of their category. Typically, funds in this category consist of stocks trading at relatively expensive valuations and/or having below-average fundamentals.
ALTAR Score™
RSMC
5.5%
Cat. Avg
6.5%
ALTAR Score™ Calculation
Category Overview
There are 953 funds in the US Equity category, with an average ALTAR Score™
of 6.5% and a standard deviation of
2.7%. RSMC's ALTAR Score™ is approximately
0.4 standard deviations
below
the category average. This places RSMC in the 34th percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
RSMCSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Active US Equity ETFs |
| # of ETFs | 308 |
| Avg. Expense Ratio | 67.1 bp |
| Std. Deviation | 37 bp |
| RSMC (75 bp) Percentile rank | 61 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| RSMC | 75.0 | 25.0 | 100 |
| Peer Avg. | 53.7 | 33.1 | 86.8 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .