RSMC
Rockefeller U.S. Small-Mid Cap ETF
Rockefeller U.S. Small-Mid Cap ETF seeks to provide long-term capital appreciation by investing primarily in a diversified portfolio of small- and mid-cap U.S. equity securities.
US
EQUITY
Active
MANAGEMENT STYLE
770.4 M
ASSETS UNDER MGMT
75 bp
EXPENSES
Fund Basics
| Fund sponsor | Rockefeller Capital Management |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | Oct 10, 2024 |
| Assets (mns) | $770 |
| Expense ratio | 75 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-Ended Fund |
| Distributions | |
| Taxation | 1099 |
| Stock selection | |
| Weighting | |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
Complete list +
| REINSURANCE GROUP OF AMERICA | 4.4 % |
| MERIT MEDICAL SYSTEMS INC | 4.3 % |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC | 3.5 % |
| CURTISS-WRIGHT CORP | 3.4 % |
| SYNNEX CORP | 3.2 % |
| K12 INC | 3.2 % |
| AZEK COMPANY INC CLASS A | 3.0 % |
| AGILYSYS INC | 3.0 % |
| RADNET INC | 2.8 % |
| FIRSTCASH, INC. | 2.7 % |
Constituent Breakdown
| Number of holdings | 45 |
| Herfindahl-Hirschman Index | 240 |
| Wgt avg mkt cap (mns) | $7,337 |
| Large cap (>$10bn) | 19.5% |
| Mid cap ($2-10bn) | 76.9% |
| Small cap (<$2bn) | 3.7% |
| Developed mkts. | 100.0% |
| Emerging mkts. | 0.0% |
Country Exposure
 |
UNITED STATES | 97.8 % |
Historical Performance
Standardized Performance (as of 11/30/2024)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | Incep. | |
|---|---|---|---|---|---|---|---|
| Total Returns | 9.5% | -- | -- | -- | -- | -- | 9.5% | Volatility | -- | -- | -- | -- | -- | -- | -- |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.00 | 0% |
| MSCI EAFE | 0.00 | 0% |
| MSCI Emg Mkts | 0.00 | 0% |
Liquidity Measures
| Avg. volume (000) | 6 |
| Turnover | 0.0% |
| Avg. Bid/Ask (% of price) | 0.00% |
| ADV of underlying (mns) | $2,506 |
Technical Indicators
| Recent close | $25.40 |
| 30d moving avg. | $26.65 |
| Annualized volatility | 0.0% |
| Relative strength (RSI) | 0 |
| Short interest (ETF) | 0.6% |
| Short interest (underlying) | 0.0% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
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Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. RSMC |
Expenses vs. RSMC |
ALTAR Score™ vs. RSMC |
|---|---|---|---|---|
| CSMD | Congress SMid Growth ETF | 16.7% | -6 bp | -1.2% |
| SAWS | AAM Sawgrass US Small Cap Quality Growth ETF | 13.8% | -20 bp | -0.8% |
| SMAP | Amplify Small-Mid Cap Equity ETF | 12.3% | -15 bp | -0.5% |
| GLRY | Inspire Faithward Mid Cap Momentum ETF | 11.2% | +5 bp | +2.5% |
| FNY | First Trust Mid Cap Growth AlphaDEX Fund | 10.6% | -5 bp | -2.5% |
| SMCF | Themes US Small Cap Cash Flow Champions ETF | 10.2% | -46 bp | +5.9% |
| AIRR | First Trust RBA American Industrial Renaissance ETF | 10.2% | -5 bp | -0.1% |
Risk and Returns: RSMC vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2019 | 2020 | 2021 | 2022 | 2023 | 2024E | 2025E | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates
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Valuation Metrics
| 2023 | 2024E | Fwd Est | 2025E | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 12/18/2024
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
RSMC
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
NEUTRAL
Average appreciation potential. A rating of NEUTRAL is assigned to ETFs with ALTAR Scores in the middle quintile (ranking between 40%-60%) of their category. This indicates that valuations adequately reflect the fundamentals of stocks in these funds.
ALTAR Score™
RSMC
5.5%
Cat. Avg
5.7%
ALTAR Score™ Calculation
Category Overview
There are 977 funds in the US Equity category, with an average ALTAR Score™
of 5.7% and a standard deviation of
2.6%. RSMC's ALTAR Score™ is approximately
0.1 standard deviations
below
the category average. This places RSMC in the 47th percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
RSMCSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Active US Equity ETFs |
| # of ETFs | 308 |
| Avg. Expense Ratio | 67.1 bp |
| Std. Deviation | 37 bp |
| RSMC (75 bp) Percentile rank | 61 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| RSMC | 75.0 | 0.0 | 75 |
| Peer Avg. | 56.8 | 24.6 | 81.4 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .