ROSC
Hartford Multifactor Small Cap ETF
ROSC tracks a rules-based index designed to provide exposure to small cap equities with less volatility than traditional cap-weighted indices.
US
EQUITY
Rules-Based
MANAGEMENT STYLE
32.7 M
ASSETS UNDER MGMT
34 bp
EXPENSES
Fund Basics
| Fund sponsor | Hartford |
| Category | US |
| Asset class | Equity |
| Website | link... |
| Inception date | Mar 24, 2015 |
| Assets (mns) | $33 |
| Expense ratio | 34 bp |
| Currency | USD |
Sector Breakdown
Fund Structure
| Regulation | Open-End Investment Company |
| Distributions | Semi-Annually |
| Taxation | 1099 |
| Stock selection | Proprietary |
| Weighting | Proprietary |
| Holdings Transparency | Full |
| Derivatives-based | No |
| Options available | No |
| Currency hedged | No |
| Fund of funds | No |
Top 10 Holdings
| JACKSON FINANCIAL INCORPORATION CLASS A | 1.4 % |
| CAREER EDUCATION CORP | 1.3 % |
| BEL FUSE INC-CL B | 1.3 % |
| CAL-MAINE FOODS INC | 1.2 % |
| WARRIOR MET COAL, INC. | 1.1 % |
| NATIONAL HEALTHCARE CORP | 1.0 % |
| HYSTER-YALE MATERIALS | 1.0 % |
| HNI CORP | 0.9 % |
| RUSH ENTERPRISES INC-CL A | 0.9 % |
| AMKOR TECHNOLOGY INC | 0.9 % |
Constituent Breakdown
| Number of holdings | 318 |
| Herfindahl-Hirschman Index | 53 |
| Wgt avg mkt cap (mns) | $2,168 |
| Large cap (>$10bn) | 0.2% |
| Mid cap ($2-10bn) | 44.1% |
| Small cap (<$2bn) | 55.8% |
| Developed mkts. | 100.0% |
| Emerging mkts. | 0.0% |
Country Exposure
 |
UNITED STATES | 95.4 % |
 |
PUERTO RICO | 0.9 % |
Historical Performance
Standardized Performance (as of 10/31/2024)
| YTD | 1 YR | 2 YR | 3 YR | 5 YR | 10 YR | Incep. | |
|---|---|---|---|---|---|---|---|
| Total Returns | 4.1% | 25.2% | 10.6% | 5.1% | 10.2% | -- | 8.2% | Volatility | 18.1% | 18.4% | 18.3% | 19.9% | 24.8% | -- | -- |
Market Correlations
| versus... | Beta | R-squared |
| S&P 500 | 0.94 | 61% |
| MSCI EAFE | 0.89 | 56% |
| MSCI Emg Mkts | 0.60 | 25% |
Liquidity Measures
| Avg. volume (000) | 1 |
| Turnover | 0.1% |
| Avg. Bid/Ask (% of price) | 0.31% |
| ADV of underlying (mns) | $4,415 |
Technical Indicators
| Recent close | $45.12 |
| 30d moving avg. | $43.28 |
| Annualized volatility | 21.0% |
| Relative strength (RSI) | 50 |
| Short interest (ETF) | 0.0% |
| Short interest (underlying) | 0.0% |
Distributions
Assets Under Management (mns)
Money Flows (mns)
Short Interest (as % of shares outstanding)
Long Money Flows (mns)
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Comparable ETFs Based on Overlap
| Ticker | Fund Name | Overlap vs. ROSC |
Expenses vs. ROSC |
ALTAR Score™ vs. ROSC |
|---|---|---|---|---|
| SQLV | Royce Quant Small-Cap Quality Value ETF | 29.5% | +26 bp | -1.5% |
| DES | WisdomTree U.S. SmallCap Dividend Fund | 28.3% | +4 bp | -1.8% |
| AFSM | First Trust Active Factor Small Cap ETF | 28.2% | +41 bp | -2.3% |
| FLQS | Franklin U.S. Small Cap Multifactor Index ETF | 28.0% | +1 bp | -2.1% |
| JPSE | JPMorgan Diversified Return U.S. Small Cap Equity ETF | 26.8% | -5 bp | -2.1% |
| EES | WisdomTree U.S. SmallCap Fund | 26.5% | +4 bp | +0.4% |
| SVAL | iShares US Small Cap Value Factor ETF | 25.9% | -14 bp | +1.1% |
| AVUV | Avantis U.S. Small Cap Value ETF | 25.2% | -9 bp | +0.2% |
| RNSC | Furst Trust Small Cap US Equity Select ETF | 25.1% | +26 bp | -1.8% |
| SSLY | Syntax Stratified SmallCap ETF | 24.1% | +6 bp | -1.3% |
Risk and Returns: ROSC vs. Comps (1 YR)
Notes: Top 10 overlapping ETFs. Funds with insufficient history not shown. Some funds may overlap. Hover over data point for ticker symbol.
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Results & Estimates
| 2019 | 2020 | 2021 | 2022 | 2023 | 2024E | 2025E | ||
|---|---|---|---|---|---|---|---|---|
| Sales per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Earnings per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Dividends per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- | |
| Book value per share | -- | -- | -- | -- | -- | -- | -- | |
| change (%) | -- | -- | -- | -- | -- | -- | -- |
Return on Equity
Net Margins
EPS Revision Activity (6 mo. ago = 100%)
Compound Annual Growth Rates
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Valuation Metrics
| 2023 | 2024E | Fwd Est | 2025E | |
| Price-to-sales | --x | --x | --x | --x |
| Price-to-earnings | --x | --x | --x | --x |
| Price-to-cash flow | --x | --x | --x | --x |
| Price-to-growth | --x | --x | --x | --x |
| Price-to-book value | --x | --x | --x | --x |
| Yield | --% | --% | --x | --% |
Based on closing prices from 11/15/2024
Peer Group Comparison Sample data. Subscribe for access.
Price-to-Earnings
Price-to-Sales
Price-to-Book Value
Price-to-Cash Flow
Price-to-Growth
Dividend Yield
Historical Valuation Trends Sample data. Subscribe for access.
SHOWING:
Price-to-Earnings
Price-to-Earnings
ROSC
Notes: Based on adjusted historical results for current fund constituents. May differ from results achieved by past fund constituents. Max P/E of 100x.
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ETF Research Center Rating
SPECULATIVE
Deeply undervalued but risky. A rating of SPECULATIVE is assigned to ETFs with ALTAR Scores in the top quintile (the top 20%) of their category, indicating exceptional appreciation potential. However, often these are narrowly-focused funds or in industries with structural issues, which may also make them very risky. Nonetheless they may still be useful as part of a well-diversified portfolio.
ALTAR Score™
ROSC
8.7%
Cat. Avg
5.5%
ALTAR Score™ Calculation
Category Overview
There are 973 funds in the US Equity category, with an average ALTAR Score™
of 5.5% and a standard deviation of
2.4%. ROSC's ALTAR Score™ is approximately
1.3 standard deviations
above
the category average. This places ROSC in the 91st percentile among funds in the category.
Sell Side Consensus Rating
Sell-side recommendations on the ETF's individual constituents
ROSCSELL
U/W
HOLD
O/W
BUY
Expense Analysis
| Peer Group | Rules-Based US Equity ETFs |
| # of ETFs | 609 |
| Avg. Expense Ratio | 46.6 bp |
| Std. Deviation | 32.9 bp |
| ROSC (34 bp) Percentile rank | 36 |
Peer Group Expense Ratio Distribution
Total Cost of Ownership (TCO) Comparison
| Expense (bp) (A) |
Avg. Bid/Ask (bp) (B) |
TCO (bp) (A)+(B) |
|
|---|---|---|---|
| ROSC | 34.0 | 31.4 | 65.4 |
| Peer Avg. | 29.7 | 13.9 | 43.6 |
For a detailed cost analysis of this and any other ETF use the TCO Comparison Tool .